Fortunately, since **** was unable to get an in service transfer of my wife's 401k our losses were merely significant rather than catastrophic. Tim currently holds FINRA Series 6, 7, 63, and 65 licenses as well as Life and Health insurance. But as a fiduciary I stood by my clients that I brought into *** because I believe that is my obligation to my clients and is a lifetime commitment. He brings over 30 year of accounting and tax expertise to his role serving outside business and individual tax clients. Find a financial advisor with Senior Finance Advisor. I am currently a Management Consultant at Huron Consulting Group's Digital, Technology and Analytics practice. Our system found no disciplinary alerts. (724) 863-3287, x3102 Schedule a Meeting [email protected]. Sensitive information sent over an HTTP connection can easily be eavesdropped on by third-parties. http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx. Wheelhouse Advisory Group, LLC in Saint Louis, MO and has Although he has responsibility in all aspects of the company's growth, his main focus is personal wealth management, which allows him to help his clients . All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for. **** returns to ********* to service what clients he may still have in ********. While partners may pay to provide offers or be featured, e.g. Just as important to John is his family, which includes: his wife of 30 years, Donna; his son Lance, who also works at the company; daughter, Megan, a teacher at Vincentian Academy in Pittsburgh; and their beloved rescue dog, River. Direct: (412) 238-7330, x3175 | [email protected]. The "national headquarters" is run by an administrative assistant. He earned his degree in Business and Economics from the University of Pittsburgh in 1990. Director, Financial Wellness Services Cambridge and Duncan Financial Group and its affiliates are separate entities. Please provide me a list of the products and a summary of how much your firm earns from them. Liz Truss, meanwhile, was little more than a jobbing cabinet . April and her husband got married in 1993 and they have two children. The positions recommended would have increased dramatically. Ed continues to help businesses and individuals to achieve their goals in the areas of his expertise, Individual and retirement planning, as well as business continuation. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Nancy L. Conners joined Duncan Financial Group, LLC in November 2010 as an Administrative Assistant in the Retirement Plan Administration department. After acquiring his Bachelors of Science in Business Administration from Edinboro University, Austin joined the Duncan Financial Group Plan Administration team in March of 2016 as a distribution processor. SEC.gov What does this mean? Although he has responsibility in all aspects of the companys growth, his main focus is personal wealth management, which allows him to help his clients develop, monitor and achieve their financial goals. Why a client would wait fours days or even four months without picking up the phone and addressing the issue is beyond comprehension.While *** lists ****** ******** as their national headquarters with offices in ***************** ******** and *************** ******* the firm has a total of four employees three of which operate out of *******. The "national headquarters" is run by an administrative assistant. For instance, research has shown that mutual funds that use incentive fees take on more risk than funds that do not, and tend to double down and increase their risk following a poor performance. This information was gleaned from the *** website.In March of 2021, one of *** employees wanted to buy out his clients from the *** umbrella. Bill has been a CPA and a member of the Pennsylvania Institute of Certified Public Accountants (PICPA) since 1992. Founded in 2018 as an unbiased resource empowering consumers to research and compare financial advisory firms, investor.com today gives consumers the tools to make smart money decisions about credit, retirement planning, and more. Response. compensation-related conflicts of interest, Types of Financial Advisors and How to Choose, What's a Fiduciary (and Why It Matters So Much). Regulatory disclosures state that firm sells proprietary investments and products. Mr Sunak's wife, Akshata Murty, last week announced . Does the firm offer products that have performance-based fees, or does it accept performance-based fees? He brings over 25 years of management, accounting and tax experience to his dual role as the companys Chief Operations Officer and CPA for outside individual and business tax clients. As an Investment Advisor Representative, Nancy acts as a fiduciary for her clients. In addition, Alex is the Program Director for Duncan Financial Groups Employee Financial Wellness Program. Wheelhouse Advisory Group, LLC in Saint Louis, MO and has [email protected]. During the biggest bull market in history my portfolio actuall declined in value. Contact Rishi Ghosh for financial advice today. Ten years have passed since a fresh-faced British prime minister David Cameron promised a referendum on Brexit, a gamble that sowed the seeds of his political destruction. Does your fim accept soft-dollar benefits? Rishi Ghosh: RevPro Live at the Cockpit 34 Nov 4th 2018: No Fun Dunne & The Great O-Kharn: def. Anthony A. Striker. Actor. The first is that raising taxes in this way runs against his own political instincts and desires. When considering complaint information, please take into account the company's size and volume of transactions, and understand that the nature of complaints and a firm's responses to them are often more important than the number of complaints. (724) 863-3287, x3107 Questions to ask John has long-served as President of the Norwin Public Library Board, and is a board member of the Norwin Chamber of Commerce, where he co-chairs the annual Golf Outing. in business management. I joined as first reliability engineer on the New York options market making desk. Is your firm affiliated with a law firm in any capacity? Wheelhouse Advisory Group, LLC Direct: (724) 863-3420 x3334 | [email protected]. 9 9.Rishi Sunak refuses to resign as inquiry is launched into 'damaging . Financial Planning Services offered through Duncan Financial Planning Advisors a registered investment advisor. Energy bills were still payable. She says she has even incubated eggs and hatched chicks herself. He was responsible for building this multi-million dollar Broker/Dealer that he eventually sold to a subsidiary of one of the worlds largest financial services conglomerates. Rishi Ghosh's credentials, expertise, and certifications. What does this mean? 2019 Duncan Financial Group. of experience in the finance industry. He has a Bachelor of Science in Sport Management with a minor in Business Administration from Slippery Rock University where he graduated Magna Cum Laude. Her financial plan tanked the British economy and politicians from the ruling Conservative . BBB Business Profiles may not be reproduced for sales or promotional purposes. over 6 years Prior to joining Duncan Financial Group, Stephanie was with Liberty Mutual Group for 24 years, as an Agent, and Sales Manager of 4 Western PA offices. Lisa enjoys getting to know her clients and helping them find the best insurance coverages for their unique needs. What does this mean? For the most accurate and up-to-date information, please search for the firm or individual on the SEC site at While *** lists ****** ******** as their national headquarters with offices in ***************** ******** and *************** ******* the firm has a total of four employees three of which operate out of *******. Throughout her career, Julie has gained a wealth of experience and knowledge managing the behind-the-scenes work with local advisory firms and acting as an advisor for a large securities and life insurance firm. In 1994, she transitioned to Merrill Lynch, where she would remain for the next 13 years. Senior Vice President, Retirement Specialist, Direct: (412) 238-7331 | [email protected]. This information was gleaned from the *** website. : Truss came to office with a vision for a low-tax, small government state. Each month, investor.com helps thousands of Americans answer the question, "Can I trust you?". January 17, 2023. Firm or an advisory affiliate was previously found to have made false statements or omissions by a self-regulatory organization. He is insurance licensed and primarily works with individuals who are in or approaching retirement and have a desire for in-depth financial planning. He is dedicated to assisting clients with long-term financial plans, so they can live with confidence and freedom. This typically occurs when firms manage mutual funds or hedge funds alongside smaller retail accounts. In the past 10 years, a domestic or foreign court has issued an injunction against the firm or an advisory affiliate in connection with an investment-related activity. Today; Author. William E. Zurlo, CPA joined Duncan Financial Group, LLC in December 2021. Subsequently, as a ******************** moved ten percent of my principle to a 2x inverse fund (SDS), that upon later research, was a highly volatile and totally inappropriate for a conservative investor. Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance. Stacy has earned her Series 65, 7 and 63 licenses, holds an Executive Certification in Financial Planning through the University of Georgia Terry College of Business, an Advanced Certification in Accounting from Robert Morris University, and a B.A. Don brings over 40 years of real-world business and financial experience to his role as an Investment Advisor Representative at Duncan Financial Group. They should realize that their mailbox money for life is guaranteed.Even though I havent spoken to the ***** in close to two years, it appears to me being in the financial services arena for 34 years, I hope they are not receiving the wrong financial advice. Nancy quickly excelled in her role and after only a few years, she emerged as an Investment Advisor Representative. Firm or an affiliate actively engages in business as a law firm or lawyer. Clearly, personal tensions also emerged. . Bounce back was the biggest scheme, distributing 47bn to 1.6 million recipients, who were able to borrow up to 50,000 each. Why did Rishi Sunak and Sajid Javid resign? UK Prime Minister Rishi Sunak was rushed out of a meeting at the COP27 summit in Egypt's Sharm-el-Sheikh on Monday, raising new speculations. . During his time with Duncan, he obtained his Series 7 and Series 66 licenses and now holds the CPFA designation. Larry is a knowledgeable and experienced provider of sales, service and support to financial advisors, having amassed over three decades of successful experience in the retail, wholesale and manufacturer sectors of the financial services industry. . Julie holds her series 6, 63, 65, and 7 and is a CFP Professional. Like What You See? But his dramatic exit amidst the session has . Ghosh (or Ghose) is an Indian and Bangladeshi surname found among Bengali Hindus.. Ghoshes mostly belong to Kayastha caste in Bengal.The Bengali Kayasthas evolved as a caste from a category of officials or scribes, between the 5th/6th century AD and 11th/12th century AD, its component elements being putative Kshatriyas and mostly Brahmins. Our searchable database of U.S.-based financial advisors includes more than 17,000 firms across the country. prescreened financial advisors. He is responsible for the overall operations, supervision and field development of the advisors affiliated with our branch office. What does this mean and why is it important? As Director of Financial Wellness Services, Mr. Waite leads a team of Duncan employees who are Specialists in developing, presenting, and implementing their Employee Worksite Financial Wellness Program. Read our Safety & Security Promise. Jeffrey Duncan . David Duncan is the Executive Chairman of Duncan Financial, the parent company of Duncan Advisor Resources. 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